Growth Services
IMAG offers specialized services to assist companies and institutions of all sizes take advantage of market opportunities.
Expansion of Products And Powers
Companies of all types, both regulated and non-regulated, need to expand their current products and powers. IMAG is adept at the planning, design and execution of the various changes which may occur in the governance, risk, compliance, systems and control functions which will be impacted by the changes in product and powers.
Newcos
Forming a new regulated company, such as a broker-dealer, investment advisor, commodities firm or fund manager is a complex task, even more so if the business reach of the company expands beyond national boundaries. Lawfirms can explain “what” has to be done to ensure compliance, but IMAG, as an industry expert, will show you “how” it is done. We have successfully guided many newcos through every step of the regulatory application process and can accurately project timing and budget requirements.
Securing Private Venture Capital/The Jump To “Public"
Many SaaS companies have developed a significant product, service, software but have not met the expectations of investors who require evidence of a demonstrated governance and control environment including privacy, data protection and security, risk management, regulatory compliance and internal controls. IMAG understands these requirements and can readily resolve this issue: we are experts in implementing our “Governance 101 Program”, a cost-effective, all-inclusive corporate governance program which incorporates all of the requirements of investor groups.
Is it time to “Go Public”? IMAG is fully familiar with the governance, risk and compliance requirements for private and public offerings of securities as well as for exchange listing requirements. While law firms are excellent in drafting investor and placement/offering agreements, industry assistance is required to design and develop the governance, risk and compliance programs which will be required.
