Trusted Guidance: Compliance Programs
and Compliance Risk Management

For over 20 years, IMAG has provided the highest level of subject matter expertise, knowledge transfer and advice to major global and US financial institutions to help them maintain effective, risk based, sustainable compliance programs and remediate compliance programs subject to adverse regulatory action. We act as advisor to boards, senior management, compliance and AML directors and to Project Management Offices. Our solutions have assisted clients in successfully meeting regulatory compliance examination and audit requirements.

Regulatory Compliance Programs:
Business Driven, Risk Based and Sustainable

  • Business Driven: we ensure that compliance programs are fully integrated with business, product, service and delivery platforms. Business driven compliance program are readily accepted within the institution’s business culture;
  • Risk Based: we assist in developing Enterprise-wide Compliance Risk Management Programs. We combine our regulatory knowledge with our compliance and operational risk expertise to ensure that regulatory compliance program are risk based and sustainable.

AML, BSA and Sanctions Programs:
Metrics-driven for Effectiveness

An IMAG core strength is in developing, strengthening and remediating AML, BSA, OFAC and global sanctions compliance programs. AML is under the most intense scrutiny by global and US regulatory agencies. To assist our clients meet the heightened regulatory standards, we have introduced VANTAGETM : a compliance risk service offering which provides the metrics, statistics and data enabling management to evaluate AML and BSA Compliance Program effectiveness.

Crowe Horwath and IMAG team to provide innovative AML compliance solution

See Press Release 4-10-14


Internal Controls and 3-D Process Analysis: COOLMaps™

COOLpic.jpgInternal control issues can derail any compliance program. Control issues are often difficult to locate and identify. Understanding the front to back compliance process is critical in managing compliance risk. IMAG is expert in understanding the compliance process as it interfaces with business, products, delivery platforms and operations. We created COOLMaps™ , a feature-rich, easy-to-understand 3D process map to assist our clients view and understand the front to back compliance process and controls and see where internal control issues may arise deep within the compliance process. Learn more about COOLMaps™.

View the COOLMaps™ Demo to see for yourself...